Identifying and Avoiding Conflicts of Interest
About the Episode
MarketCounsel is known as the “adviser’s advisor.” It is the leading business and regulatory compliance consulting firm to the country’s preeminent entrepreneurial investment advisors. It delivers comprehensive, regulatory compliance solutions. It works with startup investment advisors through its RIA Incubator program, and it offers outsourced compliance department capabilities through its RIA Institute.
About our Guest
Brian Hamburger is the founder, president and chief executive officer of MarketCounsel. He is also the founder and managing member of the Hamburger Law Firm. Both of those firms are based in Englewood, New Jersey.
Here is a link to the MarketCounsel web site.