Identifying and Avoiding Conflicts of Interest

Subscribe to this podcast on:   

 

 

About the Episode

MarketCounsel is known as the “adviser’s advisor.” It is the leading business and regulatory compliance consulting firm to the country’s preeminent entrepreneurial investment advisors. It delivers comprehensive, regulatory compliance solutions. It works with startup investment advisors through its RIA Incubator program, and it offers outsourced compliance department capabilities through its RIA Institute.

About our Guest

Brian Hamburger is the founder, president and chief executive officer of MarketCounsel. He is also the founder and managing member of the Hamburger Law Firm. Both of those firms are based in Englewood, New Jersey.

Show Notes

Here is a link to the MarketCounsel web site.